100 Broadway Lane New Parkland, CA, 91010 Cell: (555) 987-1234 email@example.com
Experienced Compliance Manager ready to ensure organization is complying with all its regulatory processes. Background in evaluating testing procedures, preparing for external audits, reviewing reports for regulatory agencies and monitoring oversight procedures with advanced technology. Will collaborate with department heads, management and business partners in the design and implementation of compliance programs, ensuring organization always minimizes operational risk.
Actimize Brokerage Compliance Solutions, RiskKey
Monitor Compliance Activities
Regulatory Compliance Documentation
Internal Investigation and Audits
Negotiate with Enforcement Agencies
Compliance Manager – March 2007 to Present AMBLE Industrial, New Cityland, CA
Managed organization’s product compliance for alignment with regulations and guidelines of RoHS, REACH, PROP65, C-TPAT, the Dodd-Frank Act, etc.
Develop and execute internal audits, looking for lapses in processes and suggesting adjustments as needed.
Collaborate with department heads to prepare for external audits.
Investigate issues with shipments detained due to trademark marking/usage rights.
Compliance Manager – March 2002 to February 2007 The Masterson Group, New Cityland, CA
Sent to Shanghai plant to incorporate company compliance into manufacturing and trading processes.
Rotated through retail, supply chain, processing and marketing departments, ensuring all operations were in compliance.
Collaborated with Licensing Manager on project business plans and carefully reviewed them for compliance.
2002 Bachelor of Science, Law University of California, New Cityland, CA